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Privacy Policy

NAFA recognizes its responsibility and the responsibility of its employees to safeguard your financial and personal information. As financial service professionals entrusted with sensitive information, we respect the privacy of our customers and are committed to treating your information responsibly. Please read further about our approach to keep your financial and personal information private.

Information We Collect About You
We collect and use information about you only when we reasonably believe it would be useful (and allowed by law) in administering business and in providing products, services, and other opportunities to you. This information is collected from the following sources:

· Information we receive from you on applications or other forms, like your income and net worth, investment objectives and risk tolerances, and investment history; and

· Information about transactions with us, like investments held at other firms, types of other investments and account balances.

Information We Share About You
We are committed to offering a wide spectrum of products and services to meet your financial needs. In order to do so, we share the information about our customers and former customers described above with:

· Companies who perform marketing services on our behalf;

· Companies with whom we jointly offer you products or services; and

· Companies who assist us in providing you with services and products.

We also share the information about our customers and former customers described above as permitted and, in some cases, as required by law. These disclosures would include information provided to our regulators. It would also include disclosure in connection with a subpoena or similar legal processes, and fraud investigations.

How We Protect Your Information
We restrict access to nonpublic personal information about you to those employees who need to know that information to provide products or services to you or to carry out other business functions within our organization. We maintain physical, electronic, and procedural safeguards that comply with regulations to guard your nonpublic personal information

Order Flow Disclosure

In order to comply with Security & Exchange Commission rule 11ac-1-6, a rule dealing with order routing and execution procedures, NAFA and/or any affiliated subsidiaries thereof, acting as a securities broker/dealer, hereby discloses our fulfillment of said rule. Specifically, NAFA hereby discloses that we do not receive any compensation for order-flow arrangements.